Arno Andrew's Form 4 filing
Smith Micro Software, Inc. (SMSI) · filed Aug 22, 2022
- Accession no.
- 0001628280-22-023440
- Filed
- Aug 22, 2022
- Trade date
- Aug 17-22, 2022
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $64.2K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Arno AndrewCIK 0001472122 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2022 | Common Stock | PPurchaseAcquired | +25,000 | $2.35 | +$58,750 | 287,605 | Direct | |
| Aug 22, 2022 | Common Stock | PPurchaseAcquired | +2,500 | $2.18 | +$5,450 | 290,105 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.