Warden Kathy J's Form 4 filing
Northrop Grumman Corp (NOC) · filed Aug 8, 2022
- Accession no.
- 0001628280-22-021617
- Filed
- Aug 8, 2022
- Trade date
- Aug 4, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $4.82M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Warden Kathy JCIK 0001559112 | Director, Officer (Chair, CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2022 | Common Stock | SSaleDisposed | −1,174 | $477.78F2 | −$560,913.72 | 143,409.29 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −800 | $478.74F3 | −$382,992 | 142,609.29 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −200 | $479.51F4 | −$95,902 | 142,409.29 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −1,000 | $480.76F5 | −$480,760 | 141,409.29 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −1,032 | $481.60F6 | −$497,011.2 | 140,377.29 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −2,200 | $482.66F7 | −$1,061,852 | 138,177.29 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −2,193 | $483.45F8 | −$1,060,205.85 | 135,984.29 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −1,001 | $484.33F9 | −$484,814.33 | 134,983.29 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −400 | $485.73F10 | −$194,292 | 134,583.29 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sale price of $477.78 rounded to the nearest hundredth. The highest price at which the shares were sold was $477.95 and the lowest price at which the shares were sold was $477.60. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price of $478.74 rounded to the nearest hundredth. The highest price at which the shares were sold was $478.98 and the lowest price at which the shares were sold was $478.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price of $479.51 rounded to the nearest hundredth. The highest price at which the shares were sold was $479.98 and the lowest price at which the shares were sold was $479.03. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sale price of $480.76 rounded to the nearest hundredth. The highest price at which the shares were sold was $480.98 and the lowest price at which the shares were sold was $480.46. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average sale price of $481.60 rounded to the nearest hundredth. The highest price at which the shares were sold was $481.98 and the lowest price at which the shares were sold was $481.03. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average sale price of $482.66 rounded to the nearest hundredth. The highest price at which the shares were sold was $482.94 and the lowest price at which the shares were sold was $482.02. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
Referenced by the price of 1 transaction in Table I.
- F8
Represents the weighted average sale price of $483.45 rounded to the nearest hundredth. The highest price at which the shares were sold was $483.87 and the lowest price at which the shares were sold was $483.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
Referenced by the price of 1 transaction in Table I.
- F9
Represents the weighted average sale price of $484.33 rounded to the nearest hundredth. The highest price at which the shares were sold was $484.85 and the lowest price at which the shares were sold was $484.03. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
Referenced by the price of 1 transaction in Table I.
- F10
Represents the weighted average sale price of $485.73 rounded to the nearest hundredth. The highest price at which the shares were sold was $485.80 and the lowest price at which the shares were sold was $485.67. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
Referenced by the price of 1 transaction in Table I.