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Cohn Charles K.'s Form 4/A amendment

Amended

Nerdy Inc. (NRDY) · filed Jun 1, 2022

Accession no.
0001628280-22-015884
Filed
Jun 1, 2022
Trade date
May 19-20, 2022
Filing delay
13 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
May 23, 2022

This filing lists 2 non-derivative transactions. Open-market purchases total $460.0K. It was filed 13 days after the trade.

This amendment replaces 0001628280-22-015229 (filed May 23, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cohn Charles K.CIK 0001880171Director, Officer (Chief Executive Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 19, 2022Class A Common StockPPurchaseAcquired+232,834$1.73F2+$402,802.82232,834Indirect
May 20, 2022Class A Common StockPPurchaseAcquired+33,279$1.72F4+$57,239.88266,113Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The original Form 4, filed on May 23, 2022, is being amended by this Form 4 amendment solely to correct Box 3, Transaction Code, which was incorrectly selected as "A" instead of "P" in the originally filed Form 4.

F2

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.695 to $1.750, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F3

Rarefied Air Capital LLC is owned by three trusts: Cohn Family Trust U/A/D 3/16/2017, The Cohn Family Investments Trust 05/24/18, and 2018 Cohn Family Trust U/A/D 5/24/2018.

F4

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.700 to $1.775, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F5

Represents Restricted Stock Units ("RSUs") issued under the Nerdy Inc. 2021 Equity Incentive Plan, as amended. Each RSU represents the contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest in seven equal tranches upon the Issuer achieving each of seven share price target milestones that occur at $18.00, $22.00, $26.00, $30.00, $34.00, $38.00, and $42.00 per share, measured, based on the average of our stock price over a consecutive 90 calendar-day period during the performance period. Any unvested RSUs shall expire on September 20, 2028.

Read the full filing on SEC EDGAR (opens in a new tab)