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Cummins Wes's Form 4 filing

Applied Digital Corp. (APLD) · filed May 23, 2022

Accession no.
0001628280-22-015255
Filed
May 23, 2022
Trade date
May 20-23, 2022
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $422.1K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cummins WesCIK 0001391935Director, Officer (CEO; Chairman), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 20, 2022Common StockPPurchaseAcquired+70,018$3.40F3+$238,061.2461,490Indirect
May 23, 2022Common StockPPurchaseAcquired+50,000$3.68F5+$184,000511,490Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $3.21 to $3.50. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

Referenced by the price of 1 transaction in Table I.

F5

Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $3.56 to $3.70. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)