Girouard Dave's Form 4 filing
Upstart Holdings, Inc. (UPST) · filed May 4, 2022
- Accession no.
- 0001628280-22-012343
- Filed
- May 4, 2022
- Trade date
- May 2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $3.67M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Girouard DaveCIK 0001832805 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 2, 2022 | Common Stock | SSaleDisposed | −41,667 | $80.00 | −$3,333,360 | 87,114 | Direct | |
| May 2, 2022 | Common Stock | SSaleDisposed | −2,083 | $80.00 | −$166,640 | 546,501 | Indirect | |
| May 2, 2022 | Common Stock | SSaleDisposed | −2,083 | $80.00 | −$166,640 | 546,501 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.