Girouard Dave's Form 4 filing
Upstart Holdings, Inc. (UPST) · filed Apr 5, 2022
- Accession no.
- 0001628280-22-008488
- Filed
- Apr 5, 2022
- Trade date
- Apr 1, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 0 derivative transactions. Open-market sales total $9.94M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Girouard DaveCIK 0001832805 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2022 | Common Stock | SSaleDisposed | −11,550 | $106.98 | −$1,235,619 | 158,897 | Direct | |
| Apr 1, 2022 | Common Stock | SSaleDisposed | −33,185 | $108.03 | −$3,584,975.55 | 125,712 | Direct | |
| Apr 1, 2022 | Common Stock | SSaleDisposed | −35,348 | $109.07 | −$3,855,406.36 | 90,364 | Direct | |
| Apr 1, 2022 | Common Stock | SSaleDisposed | −3,250 | $109.71 | −$356,557.5 | 87,114 | Direct | |
| Apr 1, 2022 | Common Stock | SSaleDisposed | −2,252 | $108.81 | −$245,040.12 | 550,498 | Indirect | |
| Apr 1, 2022 | Common Stock | SSaleDisposed | −1,914 | $109.53 | −$209,640.42 | 548,584 | Indirect | |
| Apr 1, 2022 | Common Stock | SSaleDisposed | −2,003 | $108.11 | −$216,544.33 | 550,747 | Indirect | |
| Apr 1, 2022 | Common Stock | SSaleDisposed | −2,163 | $109.08 | −$235,940.04 | 548,584 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.