Krone Roger A's Form 4 filing
Leidos Holdings, Inc. (LDOS) · filed Mar 23, 2022
- Accession no.
- 0001628280-22-007054
- Filed
- Mar 23, 2022
- Trade date
- Mar 21-23, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.39M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Krone Roger ACIK 0001013082 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 21, 2022 | Common Stock | MOption exerciseAcquired | +69,392 | $31.55 | +$2,189,317.6 | 289,333.18 | Direct | |
| Mar 21, 2022 | Common Stock | FTax withholdingDisposed | −44,057 | $105.48 | −$4,647,132.36 | 245,276.18 | Direct | |
| Mar 21, 2022 | Common Stock | SSaleDisposed | −11,439 | $105.81F3 | −$1,210,360.59 | 233,837.18 | Direct | |
| Mar 21, 2022 | Common Stock | SSaleDisposed | −13,896 | $106.63F4 | −$1,481,730.48 | 219,941.18 | Direct | |
| Mar 23, 2022 | Common Stock | MOption exerciseAcquired | +69,392 | $31.55 | +$2,189,317.6 | 289,333.18 | Direct | |
| Mar 23, 2022 | Common Stock | FTax withholdingDisposed | −43,961 | $106.42 | −$4,678,329.62 | 245,372.18 | Direct | |
| Mar 23, 2022 | Common Stock | SSaleDisposed | −25,331 | $106.16F5 | −$2,689,138.96 | 220,041.18 | Direct | |
| Mar 23, 2022 | Common Stock | SSaleDisposed | −100 | $106.77 | −$10,677 | 219,941.18 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 21, 2022 | Common Stock | MOption exerciseDisposed | −69,392 | $0.00 | $0 | 69,392 | Direct | |
| Mar 23, 2022 | Common Stock | MOption exerciseDisposed | −69,392 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices from $105.28 to $106.26 inclusive. The reporting person undertakes to providing to Leidos Holdings, Inc., any security holder of Leidos Holdings, Inc., or the staff of the Securities Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the aforementioned range.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices from $106.28 to $107.04 inclusive. The reporting person undertakes to providing to Leidos Holdings, Inc., any security holder of Leidos Holdings, Inc., or the staff of the Securities Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the aforementioned range.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices from $105.70 to $106.64 inclusive. The reporting person undertakes to providing to Leidos Holdings, Inc., any security holder of Leidos Holdings, Inc., or the staff of the Securities Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the aforementioned range.
Referenced by the price of 1 transaction in Table I.