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Lehman Gregg Owen's Form 4 filing

InfuSystem Holdings, Inc (INFU) · filed Mar 21, 2022

Accession no.
0001628280-22-006779
Filed
Mar 21, 2022
Trade date
Mar 17, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $215.0K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lehman Gregg OwenCIK 0001376620Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 17, 2022Common StockMOption exerciseAcquired+20,000$1.98+$39,60020,346Direct
Mar 17, 2022Common StockSSaleDisposed−20,000$10.75−$215,000346Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 17, 2022Common StockMOption exerciseDisposed−20,000$1.98−$39,60040,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)