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Nordhagen Arlen Dale's Form 4 filing

National Storage Affiliates Trust (NSA) · filed Mar 17, 2022

Accession no.
0001628280-22-006631
Filed
Mar 17, 2022
Trade date
Mar 15-16, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction and 3 derivative transactions. Open-market sales total $10.3M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nordhagen Arlen DaleCIK 0001639326Director, Officer (Executive Chairman)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 16, 2022Common shares of beneficial interest, $0.01 par valueSSaleDisposed−170,000$60.71−$10,320,7004,011,851Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 15, 2022Common shares of beneficial interest, $0.01 par valueAGrant or awardAcquired+15,766$0.00$02,049,982Direct
Mar 15, 2022Class A OP UnitsCConversionAcquired+50,971––65,594Direct
Mar 15, 2022Common shares of beneficial interest, $0.01 par valueCConversionAcquired+50,971––2,049,982Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)