Stone William Gordon III's Form 4 filing
Digital Turbine, Inc. (APPS) · filed Mar 4, 2022
- Accession no.
- 0001628280-22-005150
- Filed
- Mar 4, 2022
- Trade date
- Mar 2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.25M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stone William Gordon IIICIK 0001592491 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Common Stock | MOption exerciseAcquired | +50,000 | $5.89 | +$294,500 | 1,206,458 | Direct | |
| Mar 2, 2022 | Common Stock | SSaleDisposed | −50,000 | $46.03 | −$2,301,500 | 1,156,458 | Direct | |
| Mar 2, 2022 | Common Stock | SSaleDisposed | −20,271 | $46.87 | −$950,101.77 | 1,136,187 | Direct | |
| Mar 2, 2022 | Common Stock | FTax withholdingDisposed | −24,405 | $53.76 | −$1,312,012.8 | 1,111,782 | Direct | |
| Mar 2, 2022 | Common Stock | FTax withholdingDisposed | −1,477 | $46.40 | −$68,532.8 | 1,110,305 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Common Stock | MOption exerciseDisposed | −50,000 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.