Girouard Dave's Form 4 filing
Upstart Holdings, Inc. (UPST) · filed Mar 3, 2022
- Accession no.
- 0001628280-22-004985
- Filed
- Mar 3, 2022
- Trade date
- Mar 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 0 derivative transactions. Open-market sales total $21.1M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Girouard DaveCIK 0001832805 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2022 | Common Stock | SSaleDisposed | −25,361 | $155.24 | −$3,937,041.64 | 182,293 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −10,600 | $156.22 | −$1,655,932 | 171,693 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −17,911 | $157.38 | −$2,818,833.18 | 153,782 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −2,864 | $158.24 | −$453,199.36 | 150,918 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −36,026 | $159.74 | −$5,754,793.24 | 114,892 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −27,778 | $160.08 | −$4,446,702.24 | 87,114 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −6,249 | $159.84 | −$998,840.16 | 552,750 | Indirect | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −6,249 | $159.89 | −$999,152.61 | 552,750 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.