Jones Thomas H's Form 4 filing
Northrop Grumman Corp (NOC) · filed Feb 17, 2022
- Accession no.
- 0001628280-22-003041
- Filed
- Feb 17, 2022
- Trade date
- Feb 15-16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $45.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jones Thomas HCIK 0001834674 | Officer (CVP & Pres Aeronautics Systems) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Common Stock | MOption exerciseAcquired | +1,514 | $0.00 | $0 | 4,838.82 | Direct | |
| Feb 15, 2022 | Common Stock | FTax withholdingDisposed | −524 | $384.77 | −$201,619.48 | 4,314.82 | Direct | |
| Feb 16, 2022 | Common Stock | SSaleDisposed | −118 | $384.99 | −$45,428.82 | 4,196.82 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Common Stock | AGrant or awardAcquired | +2,457 | $0.00 | $0 | 6,100 | Direct | |
| Feb 15, 2022 | Common Stock | AGrant or awardAcquired | +5,937 | $0.00 | $0 | 14,956 | Direct | |
| Feb 15, 2022 | Common Stock | MOption exerciseDisposed | −1,514 | $0.00 | $0 | 13,442 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.