Hardesty Michael A's Form 4 filing
Northrop Grumman Corp (NOC) · filed Feb 16, 2022
- Accession no.
- 0001628280-22-002867
- Filed
- Feb 16, 2022
- Trade date
- Feb 14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $137.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hardesty Michael ACIK 0001569355 | Officer (Corp VP, Controller & CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2022 | Common Stock | MOption exerciseAcquired | +766 | $0.00 | $0 | 4,808.95 | Direct | |
| Feb 14, 2022 | Common Stock | FTax withholdingDisposed | −240 | $390.60 | −$93,744 | 4,568.95 | Direct | |
| Feb 14, 2022 | Common Stock | SSaleDisposed | −347 | $397.00 | −$137,759 | 4,221.95 | Direct | |
| Feb 14, 2022 | Common Stock | GGiftDisposed | −1,100 | $0.00 | $0 | 3,121.95 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2022 | Common Stock | MOption exerciseDisposed | −766 | $0.00 | $0 | 1,360 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.