Clark Dougherty Lucy's Form 4 filing
Polaris Inc. (PII) · filed Feb 14, 2022
- Accession no.
- 0001628280-22-002540
- Filed
- Feb 14, 2022
- Trade date
- Feb 10, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.85M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Clark Dougherty LucyCIK 0001728999 | Officer (SVP-Gen Counsel & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2022 | Common Stock | MOption exerciseAcquired | +10,937 | $84.58 | +$925,051.46 | 40,171 | Direct | |
| Feb 10, 2022 | Common Stock | MOption exerciseAcquired | +10,626 | $94.54 | +$1,004,582.04 | 50,797 | Direct | |
| Feb 10, 2022 | Common Stock | SSaleDisposed | −23,734 | $120.00 | −$2,848,080 | 27,063 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2022 | Common Stock | MOption exerciseDisposed | −10,937 | $0.00 | $0 | 0 | Direct | |
| Feb 10, 2022 | Common Stock | MOption exerciseDisposed | −10,626 | $0.00 | $0 | 10,626 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.