Phillips Jack's Form 4 filing
Accelerate Diagnostics, Inc (AXDX) · filed Feb 7, 2022
- Accession no.
- 0001628280-22-001922
- Filed
- Feb 7, 2022
- Trade date
- Feb 1, 2022
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $11.9K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Phillips JackCIK 0001784805 | Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $0.00F1 | $0 | 127,038 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −3,653 | $3.26 | −$11,908.78 | 123,385 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 30,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. On February 01, 2020, the reporting person was granted a total of 50,000 restricted stock units, which vests in five equal annual amounts of 10,000 units starting on February 01, 2021.
Referenced by the price of 1 transaction in Table I.