Girouard Dave's Form 4 filing
Upstart Holdings, Inc. (UPST) · filed Feb 3, 2022
- Accession no.
- 0001628280-22-001826
- Filed
- Feb 3, 2022
- Trade date
- Feb 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions and 0 derivative transactions. Open-market sales total $10.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Girouard DaveCIK 0001832805 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Common Stock | SSaleDisposed | −13,600 | $107.49 | −$1,461,864 | 122,976 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −12,350 | $108.60 | −$1,341,210 | 110,626 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −30,778 | $109.47 | −$3,369,267.66 | 79,848 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −18,000 | $110.34 | −$1,986,120 | 61,848 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −8,605 | $111.10 | −$956,015.5 | 53,243 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −900 | $107.72 | −$96,948 | 562,265 | Indirect | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −1,050 | $109.09 | −$114,544.5 | 561,215 | Indirect | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −1,550 | $109.89 | −$170,329.5 | 559,665 | Indirect | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −666 | $110.89 | −$73,852.74 | 558,999 | Indirect | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −850 | $107.72 | −$91,562 | 562,315 | Indirect | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −1,350 | $109.09 | −$147,271.5 | 560,965 | Indirect | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −1,300 | $109.90 | −$142,870 | 559,665 | Indirect | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −666 | $110.89 | −$73,852.74 | 558,999 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.