Adkins Katherine's Form 4 filing
Affirm Holdings, Inc. (AFRM) · filed Jan 4, 2022
- Accession no.
- 0001628280-22-000239
- Filed
- Jan 4, 2022
- Trade date
- Jan 1-3, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $225.9K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adkins KatherineCIK 0001870331 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 1, 2022 | Class A Common Stock | MOption exerciseAcquired | +2,490 | $0.00F1 | $0 | 2,490 | Direct | |
| Jan 1, 2022 | Class A Common Stock | FTax withholdingDisposed | −827 | $100.56 | −$83,163.12 | 1,663 | Direct | |
| Jan 3, 2022 | Class A Common Stock | MOption exerciseAcquired | +2,215 | $62.52 | +$138,481.8 | 3,878 | Direct | |
| Jan 3, 2022 | Class A Common Stock | SSaleDisposed | −2,215 | $102.00 | −$225,930 | 1,663 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 1, 2022 | Class A Common Stock | MOption exerciseDisposed | −165 | $0.00 | $0 | 6,788 | Direct | |
| Jan 1, 2022 | Class A Common Stock | MOption exerciseDisposed | −2,325 | $0.00 | $0 | 16,275 | Direct | |
| Jan 3, 2022 | Class A Common Stock | MOption exerciseDisposed | −2,215 | $0.00 | $0 | 22,700 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
Referenced by the price of 1 transaction in Table I.