Mandl Alex's Form 4 filing
R1 RCM Inc. (RCM) · filed Nov 19, 2021
- Accession no.
- 0001628280-21-023908
- Filed
- Nov 19, 2021
- Trade date
- Nov 17-18, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.45M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mandl AlexCIK 0001052297 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2021 | Common Stock | MOption exerciseAcquired | +16,168 | $2.50 | +$40,420 | 28,262 | Direct | |
| Nov 17, 2021 | Common Stock | MOption exerciseAcquired | +12,500 | $3.20 | +$40,000 | 40,762 | Direct | |
| Nov 17, 2021 | Common Stock | MOption exerciseAcquired | +6,472 | $2.53 | +$16,374.16 | 47,234 | Direct | |
| Nov 17, 2021 | Common Stock | SSaleDisposed | −34,171 | $25.60 | −$874,777.6 | 234,700 | Indirect | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −140,829 | $25.40 | −$3,577,056.6 | 93,871 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2021 | Common Stock | MOption exerciseDisposed | −16,168 | $0.00 | $0 | 0 | Direct | |
| Nov 17, 2021 | Common Stock | MOption exerciseDisposed | −12,500 | $0.00 | $0 | 0 | Direct | |
| Nov 17, 2021 | Common Stock | MOption exerciseDisposed | −6,472 | $0.00 | $0 | 9,592 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.