Liew Jeremy's Form 4 filing
Affirm Holdings, Inc. (AFRM) · filed Nov 17, 2021
- Accession no.
- 0001628280-21-023766
- Filed
- Nov 17, 2021
- Trade date
- Nov 12-15, 2021
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $10.1M. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Liew JeremyCIK 0001700539 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 12, 2021 | Class A Common Stock | JOtherDisposed | −934,988 | $0.00 | $0 | 0 | Indirect | |
| Nov 12, 2021 | Class A Common Stock | JOtherDisposed | −2,459,558 | $0.00 | $0 | 0 | Indirect | |
| Nov 12, 2021 | Class A Common Stock | JOtherDisposed | −1,254,623 | $0.00 | $0 | 0 | Indirect | |
| Nov 15, 2021 | Class A Common Stock | SSaleDisposed | −15,568 | $145.09F4 | −$2,258,761.12 | 236,940 | Direct | |
| Nov 15, 2021 | Class A Common Stock | SSaleDisposed | −33,277 | $146.10F9 | −$4,861,769.7 | 203,663 | Direct | |
| Nov 15, 2021 | Class A Common Stock | SSaleDisposed | −16,154 | $146.95F10 | −$2,373,830.3 | 187,509 | Direct | |
| Nov 15, 2021 | Class A Common Stock | SSaleDisposed | −2,501 | $147.93F11 | −$369,972.93 | 185,008 | Direct | |
| Nov 15, 2021 | Class A Common Stock | SSaleDisposed | −1,250 | $149.94 | −$187,425 | 183,758 | Direct | |
| Nov 15, 2021 | Class A Common Stock | GGiftDisposed | −67,572 | $0.00 | $0 | 116,186 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
Represents the weighted average sale price of the shares sold from $144.65 to $145.63 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
Represents the weighted average sale price of the shares sold from $145.65 to $146.64 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
Represents the weighted average sale price of the shares sold from $146.65 to $147.61 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
Represents the weighted average sale price of the shares sold from $147.66 to $148.25 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.