DeMartini James G B III's Form 4 filing
Expensify, Inc. (EXFY) · filed Nov 16, 2021
- Accession no.
- 0001628280-21-023628
- Filed
- Nov 16, 2021, 7:37 PM ET
- Trade date
- Nov 15, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 4 derivative transactions. Open-market sales total $52.8M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| DeMartini James G B IIICIK 0001892193 | 10% Owner |
| Unameit Trust under Declaration of Trust dated March 10, 2000CIK 0001892240 | 10% Owner |
| Hillsven LLCCIK 0001892243 | 10% Owner |
| FBHR Associates LLCCIK 0001892268 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Class A Common Stock | CConversionAcquired | +11,148,320 | $0.00 | $0 | 11,148,320 | Direct | |
| Nov 15, 2021 | Class A Common Stock | SSaleDisposed | −2,102,170 | $25.11 | −$52,785,488.7 | 9,046,150 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Class A Common Stock | CConversionDisposed | −6,659,530 | $0.00 | $0 | 0 | Direct | |
| Nov 15, 2021 | Class A Common Stock | CConversionDisposed | −3,270,280 | $0.00 | $0 | 0 | Direct | |
| Nov 15, 2021 | Class A Common Stock | CConversionDisposed | −487,100 | $0.00 | $0 | 0 | Direct | |
| Nov 15, 2021 | Class A Common Stock | CConversionDisposed | −731,410 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.