Flanagan Joseph Gerard's Form 4 filing
R1 RCM Inc. (RCM) · filed Nov 12, 2021
- Accession no.
- 0001628280-21-022995
- Filed
- Nov 12, 2021
- Trade date
- Nov 9-11, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $6.10M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Flanagan Joseph GerardCIK 0001413644 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +82,920 | $2.42 | +$200,666.4 | 2,593,256 | Direct | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −82,920 | $25.50 | −$2,114,460 | 2,510,336 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseAcquired | +62,563 | $2.42 | +$151,402.46 | 2,572,899 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −62,563 | $25.28 | −$1,581,592.64 | 2,510,336 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseAcquired | +93,931 | $2.42 | +$227,313.02 | 2,604,267 | Direct | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −93,931 | $25.60 | −$2,404,633.6 | 2,510,336 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −82,920 | $0.00 | $0 | 603,953 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseDisposed | −62,563 | $0.00 | $0 | 541,390 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseDisposed | −93,931 | $0.00 | $0 | 447,459 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.