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Kim Ock Hee's Form 4 filing

OP Bancorp (OPBK) · filed Nov 4, 2021

Accession no.
0001628280-21-021854
Filed
Nov 4, 2021
Trade date
Nov 3, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 16 non-derivative transactions. Open-market purchases total $1.01M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kim Ock HeeCIK 0001734731Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 3, 2021Common StockPPurchaseAcquired+50,000$12.55+$627,500479,700Direct
Nov 3, 2021Common StockPPurchaseAcquired+5,000$12.72+$63,600484,700Direct
Nov 3, 2021Common StockPPurchaseAcquired+473$12.73+$6,021.29485,173Direct
Nov 3, 2021Common StockPPurchaseAcquired+7,324$12.74+$93,307.76492,497Direct
Nov 3, 2021Common StockPPurchaseAcquired+4,500$12.75+$57,375496,997Direct
Nov 3, 2021Common StockPPurchaseAcquired+900$12.75+$11,475497,897Direct
Nov 3, 2021Common StockPPurchaseAcquired+100$12.76+$1,276497,997Direct
Nov 3, 2021Common StockPPurchaseAcquired+600$12.77+$7,662498,597Direct
Nov 3, 2021Common StockPPurchaseAcquired+10$12.78+$127.8498,607Direct
Nov 3, 2021Common StockPPurchaseAcquired+408$12.79+$5,218.32499,015Direct
Nov 3, 2021Common StockPPurchaseAcquired+342$12.80+$4,377.6499,357Direct
Nov 3, 2021Common StockPPurchaseAcquired+3,795$12.80+$48,576503,152Direct
Nov 3, 2021Common StockPPurchaseAcquired+100$12.84+$1,284503,252Direct
Nov 3, 2021Common StockPPurchaseAcquired+7$12.85+$89.95503,259Direct
Nov 3, 2021Common StockPPurchaseAcquired+800$12.85+$10,280504,059Direct
Nov 3, 2021Common StockPPurchaseAcquired+5,641$12.90+$72,768.9509,700Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)