Martincevic Silvija's Form 4 filing
Affirm Holdings, Inc. (AFRM) · filed Nov 3, 2021
- Accession no.
- 0001628280-21-021558
- Filed
- Nov 3, 2021
- Trade date
- Nov 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 2 derivative transactions. Open-market sales total $23.1M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Martincevic SilvijaCIK 0001834580 | Officer (Chief Commercial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Class A Common Stock | MOption exerciseAcquired | +150,000 | $8.80 | +$1,320,000 | 167,737 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −13,000 | $151.52F2 | −$1,969,760 | 154,737 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −44,930 | $152.27F3 | −$6,841,491.1 | 109,807 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −15,067 | $153.25F4 | −$2,309,017.75 | 94,740 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −33,213 | $154.31F5 | −$5,125,098.03 | 61,527 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −29,911 | $155.03F6 | −$4,637,102.33 | 31,616 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −3,060 | $156.46F7 | −$478,767.6 | 28,556 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −2,244 | $157.13F8 | −$352,599.72 | 26,312 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −2,000 | $158.71F9 | −$317,420 | 24,312 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −5,475 | $159.50F10 | −$873,262.5 | 18,837 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −100 | $160.64F11 | −$16,064 | 18,737 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −1,000 | $162.92F12 | −$162,920 | 17,737 | Direct | |
| Nov 1, 2021 | Class A Common Stock | MOption exerciseAcquired | +3,333 | $0.00 | $0 | 21,070 | Direct | |
| Nov 1, 2021 | Class A Common Stock | FTax withholdingDisposed | −1,653 | $152.66 | −$252,346.98 | 19,417 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −150,000 | $0.00 | $0 | 615,101 | Direct | |
| Nov 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −3,333 | $0.00 | $0 | 46,667 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sale price of the shares sold from $150.83 to $151.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price of the shares sold from $151.83 to $152.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price of the shares sold from $152.83 to $153.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sale price of the shares sold from $153.83 to $154.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average sale price of the shares sold from $154.83 to $155.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average sale price of the shares sold from $155.92 to $156.86 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
Represents the weighted average sale price of the shares sold from $156.93 to $157.59 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
Represents the weighted average sale price of the shares sold from $158.19 to $159.02 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
Represents the weighted average sale price of the shares sold from $159.22 to $160.08 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
Represents the weighted average sale price of the shares sold from $160.62 to $160.69 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F12
Represents the weighted average sale price of the shares sold from $162.85 to $163.01 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.