Michalek Libor's Form 4 filing
Affirm Holdings, Inc. (AFRM) · filed Nov 3, 2021
- Accession no.
- 0001628280-21-021555
- Filed
- Nov 3, 2021
- Trade date
- Oct 14-Nov 2, 2021
- Filing delay
- 20 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 2 derivative transactions. Open-market sales total $36.1M. It was filed 20 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Michalek LiborCIK 0001832810 | Director, Officer (President, Tech., Risk & Ops) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 14, 2021 | Class A Common Stock | GGiftDisposed | −350 | $0.00 | $0 | 877,754 | Indirect | |
| Nov 1, 2021 | Class A Common Stock | MOption exerciseAcquired | +34,691 | $1.30 | +$45,098.3 | 113,744 | Direct | |
| Nov 2, 2021 | Class A Common Stock | MOption exerciseAcquired | +200,000 | $2.04 | +$408,000 | 313,744 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −11,329 | $151.53F3 | −$1,716,683.37 | 302,415 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −40,400 | $152.27F4 | −$6,151,708 | 262,015 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −63,455 | $153.35F5 | −$9,730,824.25 | 198,560 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −71,734 | $154.17F6 | −$11,059,230.78 | 126,826 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −27,950 | $155.03F7 | −$4,333,088.5 | 98,876 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −4,900 | $156.53F8 | −$766,997 | 93,976 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −1,710 | $157.36F9 | −$269,085.6 | 92,266 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −3,563 | $158.88F10 | −$566,089.44 | 88,703 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −7,900 | $159.54F11 | −$1,260,366 | 80,803 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −100 | $160.60 | −$16,060 | 80,703 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −1,650 | $162.91F12 | −$268,801.5 | 79,053 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −34,691 | $0.00 | $0 | 0 | Direct | |
| Nov 2, 2021 | Class A Common Stock | MOption exerciseDisposed | −200,000 | $0.00 | $0 | 200,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Represents the weighted average sale price of the shares sold from $150.83 to $151.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price of the shares sold from $151.83 to $152.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sale price of the shares sold from $152.83 to $153.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average sale price of the shares sold from $153.83 to $154.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average sale price of the shares sold from $154.83 to $155.81 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
Represents the weighted average sale price of the shares sold from $156.00 to $156.99 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
Represents the weighted average sale price of the shares sold from $157.01 to $157.84 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
Represents the weighted average sale price of the shares sold from $158.29 to $159.26 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
Represents the weighted average sale price of the shares sold from $159.31 to $159.94 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F12
Represents the weighted average sale price of the shares sold from $162.85 to $163.01 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.