Wilkinson Mary Beth's Form 4 filing
KLA Corp (KLAC) · filed Sep 23, 2021
- Accession no.
- 0001628280-21-019104
- Filed
- Sep 23, 2021
- Trade date
- Sep 21-22, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $1.26M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wilkinson Mary BethCIK 0001691769 | Officer (EVP, CLO and Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2021 | Common Stock - Restricted Stock Units | MOption exerciseDisposed | −5,522 | $0.00 | $0 | 16,808 | Direct | |
| Sep 21, 2021 | Common Stock | MOption exerciseAcquired | +5,522 | $0.00 | $0 | 5,522 | Direct | |
| Sep 21, 2021 | Common Stock | FTax withholdingDisposed | −2,017 | $356.58 | −$719,221.86 | 3,505 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −3,505 | $359.13 | −$1,258,750.65 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.