Desai Antal Rohit's Form 4 filing
PROCEPT BioRobotics Corp (PRCT) · filed Sep 21, 2021
- Accession no.
- 0001628280-21-018959
- Filed
- Sep 21, 2021
- Trade date
- Sep 17, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 11 derivative transactions. Open-market purchases total $11.0M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Desai Antal RohitCIK 0001881616 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 17, 2021 | Common Stock | CConversionAcquired | +49,517 | –F1 | – | 49,517 | Indirect | |
| Sep 17, 2021 | Common Stock | CConversionAcquired | +10,084,910 | –F1 | – | 10,782,662 | Indirect | |
| Sep 17, 2021 | Common Stock | PPurchaseAcquired | +440,000 | $25.00 | +$11,000,000 | 11,222,662 | Indirect | |
| Sep 17, 2021 | Common Stock | CConversionAcquired | +52,640 | –F1 | – | 52,640 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 17, 2021 | Common Stock | CConversionDisposed | −35,220 | –F1 | – | 0 | Direct | |
| Sep 17, 2021 | Common Stock | CConversionDisposed | −7,284 | –F1 | – | 0 | Direct | |
| Sep 17, 2021 | Common Stock | CConversionDisposed | −7,468 | –F1 | – | 0 | Direct | |
| Sep 17, 2021 | Common Stock | CConversionDisposed | −2,668 | –F1 | – | 0 | Direct | |
| Sep 17, 2021 | Common Stock | CConversionDisposed | −39,164 | –F1 | – | 0 | Indirect | |
| Sep 17, 2021 | Common Stock | CConversionDisposed | −9,104 | –F1 | – | 0 | Indirect | |
| Sep 17, 2021 | Common Stock | CConversionDisposed | −1,249 | –F1 | – | 0 | Indirect | |
| Sep 17, 2021 | Common Stock | CConversionDisposed | −4,712,969 | –F1 | – | 0 | Indirect | |
| Sep 17, 2021 | Common Stock | CConversionDisposed | −3,038,934 | –F1 | – | 0 | Indirect | |
| Sep 17, 2021 | Common Stock | CConversionDisposed | −2,060,802 | –F1 | – | 0 | Indirect | |
| Sep 17, 2021 | Common Stock | CConversionDisposed | −272,205 | –F1 | – | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares had no expiration date.
Referenced by the price of 3 transactions in Table I and 11 transactions in Table II.