Moll Frederic H's Form 4 filing
PROCEPT BioRobotics Corp (PRCT) · filed Sep 21, 2021
- Accession no.
- 0001628280-21-018954
- Filed
- Sep 21, 2021
- Trade date
- Sep 17, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 6 derivative transactions. Open-market purchases total $10.0M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Moll Frederic HCIK 0001260157 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 17, 2021 | Common Stock | CConversionAcquired | +329,890 | –F1 | – | 482,521 | Direct | |
| Sep 17, 2021 | Common Stock | PPurchaseAcquired | +400,000 | $25.00 | +$10,000,000 | 882,521 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 17, 2021 | Common Stock | CConversionDisposed | −45,586 | –F1 | – | 0 | Direct | |
| Sep 17, 2021 | Common Stock | CConversionDisposed | −89,840 | –F1 | – | 0 | Direct | |
| Sep 17, 2021 | Common Stock | CConversionDisposed | −108,214 | –F1 | – | 0 | Direct | |
| Sep 17, 2021 | Common Stock | CConversionDisposed | −9,104 | –F1 | – | 0 | Direct | |
| Sep 17, 2021 | Common Stock | CConversionDisposed | −16,974 | –F1 | – | 0 | Direct | |
| Sep 17, 2021 | Common Stock | CConversionDisposed | −60,172 | –F1 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares have no expiration date.
Referenced by the price of 1 transaction in Table I and 6 transactions in Table II.