Bartel Holger's Form 4 filing
Travelzoo (TZOO) · filed Sep 20, 2021
- Accession no.
- 0001628280-21-018896
- Filed
- Sep 20, 2021
- Trade date
- Sep 16-20, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $443.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bartel HolgerCIK 0001249577 | Officer (Global Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Common Stock | MOption exerciseAcquired | +41,485 | $3.49 | +$144,782.65 | 41,485 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −1,000 | $11.37F2 | −$11,370 | 40,485 | Direct | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −20,952 | $11.46F3 | −$240,109.92 | 19,533 | Direct | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −17,810 | $10.80F4 | −$192,348 | 1,723 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Common Stock | MOption exerciseDisposed | −60,000 | $0.00 | $0 | 840,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Sales prices for the shares sold ranged from $11.31 to $11.40.
Referenced by the price of 1 transaction in Table I.
- F3
Sales prices for the shares sold ranged from $11.40 to $11.50.
Referenced by the price of 1 transaction in Table I.
- F4
Sales prices for the shares sold ranged from $10.75 to $10.85.
Referenced by the price of 1 transaction in Table I.