Condon Dennis E's Form 4 filing
Establishment Labs Holdings Inc. (ESTA) · filed Sep 14, 2021
- Accession no.
- 0001628280-21-018598
- Filed
- Sep 14, 2021
- Trade date
- Sep 10, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $661.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Condon Dennis ECIK 0001111413 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2021 | Common Shares | MOption exerciseAcquired | +9,000 | $10.19 | +$91,710 | 9,000 | Direct | |
| Sep 10, 2021 | Common Shares | SSaleDisposed | −50 | $71.92 | −$3,596 | 8,950 | Direct | |
| Sep 10, 2021 | Common Shares | SSaleDisposed | −3,872 | $72.66 | −$281,339.52 | 5,078 | Direct | |
| Sep 10, 2021 | Common Shares | SSaleDisposed | −1,843 | $73.47 | −$135,405.21 | 3,235 | Direct | |
| Sep 10, 2021 | Common Shares | SSaleDisposed | −2,611 | $74.37 | −$194,180.07 | 624 | Direct | |
| Sep 10, 2021 | Common Shares | SSaleDisposed | −534 | $75.13 | −$40,119.42 | 90 | Direct | |
| Sep 10, 2021 | Common Shares | SSaleDisposed | −90 | $76.00 | −$6,840 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2021 | Common Shares | MOption exerciseDisposed | −9,000 | $10.19 | −$91,710 | 18,780 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.