Wallace Richard P's Form 4 filing
KLA Corp (KLAC) · filed Aug 12, 2021
- Accession no.
- 0001628280-21-016810
- Filed
- Aug 12, 2021
- Trade date
- Aug 10, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $14.4M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wallace Richard PCIK 0001196898 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common Stock | SSaleDisposed | −14,854 | $341.65F2 | −$5,074,869.1 | 83,130 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −5,404 | $342.56F3 | −$1,851,194.24 | 77,726 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −6,897 | $343.40F4 | −$2,368,429.8 | 70,829 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −6,474 | $344.46F5 | −$2,230,034.04 | 64,355 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −1,166 | $345.69F6 | −$403,074.54 | 63,189 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −800 | $346.27F7 | −$277,016 | 62,389 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −2,284 | $347.77F8 | −$794,306.68 | 60,105 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −2,011 | $348.73F9 | −$701,296.03 | 58,094 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −1,600 | $349.54F10 | −$559,264 | 56,494 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −300 | $351.19F11 | −$105,357 | 56,194 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sales price for the shares. The sales prices ranged from $340.98 to $341.97. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sales price for the shares. The sales prices ranged from $342.00 to $342.79. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sales price for the shares. The sales prices ranged from $343.01 to $343.94. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sales price for the shares. The sales prices ranged from $344.06 to $344.98. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average sales price for the shares. The sales prices ranged from $345.10 to $346.06. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average sales price for the shares. The sales prices ranged from $346.14 to $346.67. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Represents the weighted average sales price for the shares. The sales prices ranged from $347.26 to $348.25. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Represents the weighted average sales price for the shares. The sales prices ranged from $348.26 to $349.21. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Represents the weighted average sales price for the shares. The sales prices ranged from $349.27 to $349.98. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Represents the weighted average sales price for the shares. The sales prices ranged from $350.86 to $351.71. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.