Gersh Lisa's Form 4 filing
Establishment Labs Holdings Inc. (ESTA) · filed Aug 9, 2021
- Accession no.
- 0001628280-21-016241
- Filed
- Aug 9, 2021
- Trade date
- Aug 5, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.27M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gersh LisaCIK 0001329958 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2021 | Common Shares | MOption exerciseAcquired | +10,000 | $18.14 | +$181,400 | 10,000 | Direct | |
| Aug 5, 2021 | Common Shares | MOption exerciseAcquired | +8,000 | $23.05 | +$184,400 | 18,000 | Direct | |
| Aug 5, 2021 | Common Shares | SSaleDisposed | −12,758 | $70.27 | −$896,504.66 | 5,242 | Direct | |
| Aug 5, 2021 | Common Shares | SSaleDisposed | −5,242 | $71.27 | −$373,597.34 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2021 | Common Shares | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 22,000 | Direct | |
| Aug 5, 2021 | Common Shares | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 14,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.