Tenev Vladimir's Form 4 filing
Robinhood Markets, Inc. (HOOD) · filed Jul 30, 2021
- Accession no.
- 0001628280-21-015065
- Filed
- Jul 30, 2021
- Trade date
- Jul 28, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $45.5M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tenev VladimirCIK 0001871006 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 28, 2021 | Common Stock | MOption exerciseAcquired | +4,013,657 | –F3 | – | 55,598,613 | Direct | |
| Jul 28, 2021 | Common Stock | FTax withholdingDisposed | −1,989,980 | $38.00 | −$75,619,240 | 53,608,633 | Direct | |
| Jul 28, 2021 | Common Stock | SSaleDisposed | −1,250,000 | $36.40F6 | −$45,500,000 | 52,358,633 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 28, 2021 | Common Stock | MOption exerciseDisposed | −1,996,516 | $0.00 | $0 | 907,508 | Direct | |
| Jul 28, 2021 | Common Stock | MOption exerciseDisposed | −2,017,141 | $0.00 | $0 | 11,814,688 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
RSUs and PSUs convert into Common Stock on a one-for-one basis upon vesting and settlement.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the IPO price, less underwriting discounts and commissions.
Referenced by the price of 1 transaction in Table I.