Chennapragada Aparna's Form 4 filing
Robinhood Markets, Inc. (HOOD) · filed Jul 30, 2021
- Accession no.
- 0001628280-21-015059
- Filed
- Jul 30, 2021
- Trade date
- Jul 28-29, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $488.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chennapragada AparnaCIK 0001733103 | Officer (Chief Product Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 28, 2021 | Common Stock | MOption exerciseAcquired | +120,967 | –F3 | – | 120,967 | Direct | |
| Jul 28, 2021 | Common Stock | FTax withholdingDisposed | −59,976 | $38.00 | −$2,279,088 | 60,991 | Direct | |
| Jul 29, 2021 | Common Stock | SSaleDisposed | −12,199 | $40.00 | −$487,960 | 48,792 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 28, 2021 | Common Stock | MOption exerciseDisposed | −120,967 | $0.00 | $0 | 1,814,517 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
RSUs convert into Common Stock on a one-for-one basis upon vesting and settlement.
Referenced by the price of 1 transaction in Table I.