Liam Donohue's Form 4 filing
Kaltura Inc (KLTR) · filed Jul 27, 2021
- Accession no.
- 0001628280-21-014576
- Filed
- Jul 27, 2021, 8:58 PM ET
- Trade date
- Jul 23, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 9 derivative transactions. Open-market purchases total $2.00M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Liam DonohueCIK 0001123565 | 10% Owner |
| Cirino MariaCIK 0001214009 | 10% Owner |
| Point203X2SPV, LLCCIK 0001595289 | 10% Owner |
| Point 406 Ventures Opportunities Fund II, L.P.CIK 0001768656 | 10% Owner |
| Point 406 Ventures I, L.P.CIK 0001795395 | 10% Owner |
| .406 Ventures I GP, LLCCIK 0001854757 | 10% Owner |
| .406 Ventures I GP, L.P.CIK 0001854758 | 10% Owner |
| Point 406 Ventures I-A, L.P.CIK 0001854759 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 23, 2021 | Common Stock | CConversionAcquired | +10,359,967 | –F1 | – | 10,359,967 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionAcquired | +2,637,679 | –F1 | – | 12,997,646 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionAcquired | +2,940,583 | –F1 | – | 15,938,229 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionAcquired | +573,556 | –F1 | – | 16,511,785 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionAcquired | +50,440 | –F1 | – | 50,440 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionAcquired | +12,843 | –F1 | – | 63,283 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionAcquired | +14,386 | –F1 | – | 77,669 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionAcquired | +2,794 | –F1 | – | 80,463 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionAcquired | +975,375 | –F1 | – | 975,375 | Indirect | |
| Jul 23, 2021 | Common Stock | PPurchaseAcquired | +200,000 | $10.00 | +$2,000,000 | 200,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 23, 2021 | Common Stock | CConversionDisposed | −10,359,967 | $0.00 | $0 | 0 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionDisposed | −2,637,679 | $0.00 | $0 | 0 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionDisposed | −2,940,583 | $0.00 | $0 | 0 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionDisposed | −573,556 | $0.00 | $0 | 0 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionDisposed | −50,440 | $0.00 | $0 | 0 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionDisposed | −12,843 | $0.00 | $0 | 0 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionDisposed | −14,386 | $0.00 | $0 | 0 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionDisposed | −2,794 | $0.00 | $0 | 0 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionDisposed | −975,375 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.
Referenced by the price of 9 transactions in Table I.
Remarks
Exhibit 24 Power of Attorney.