Donzella Oreste's Form 4 filing
KLA Corp (KLAC) · filed Jul 6, 2021
- Accession no.
- 0001628280-21-013553
- Filed
- Jul 6, 2021
- Trade date
- Jun 30-Jul 1, 2021
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $44.1K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Donzella OresteCIK 0001802832 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2021 | Common Stock | JOtherAcquired | +96 | $221.28F2 | +$21,242.88 | 5,421 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −136 | $324.15 | −$44,084.4 | 5,285 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents 85% of the closing price of the registrant's stock on the employee stock purchase plan start date.
Referenced by the price of 1 transaction in Table I.