Schmitt Christopher's Form 4 filing
Sailpoint Technologies Holdings, Inc. · filed Jan 20, 2022
- Accession no.
- 0001627857-22-000006
- Filed
- Jan 20, 2022
- Trade date
- Jan 18, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $137.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schmitt ChristopherCIK 0001820482 | Officer (General Counsel and Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 18, 2022 | Common Stock | MOption exerciseAcquired | +1,375 | $12.00 | +$16,500 | 40,150 | Direct | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −1,075 | $40.97F2 | −$44,042.75 | 39,075 | Direct | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −300 | $41.74F3 | −$12,522 | 38,775 | Direct | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −1,579 | $40.99F4 | −$64,723.21 | 37,196 | Direct | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −382 | $41.84F5 | −$15,982.88 | 36,814 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 18, 2022 | Common Stock | MOption exerciseDisposed | −1,375 | $0.00 | $0 | 16,466 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
On January 18, 2022, pursuant to the 10b5-1 Plan, Mr. Schmitt sold 1,075 shares in multiple trades at prices ranging from $40.60 to $41.29 per share. The price reported above reflects the weighted average sale price. Mr. Schmitt hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
On January 18, 2022, pursuant to the 10b5-1 Plan, Mr. Schmitt sold 300 shares in multiple trades at prices ranging from $41.69 to $41.84 per share. The price reported above reflects the weighted average sale price. Mr. Schmitt hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
On January 18, 2022, pursuant to the 10b5-1 Plan, Mr. Schmitt sold 1,579 shares in multiple trades at prices ranging from $40.58 to $41.29 per share. The price reported above reflects the weighted average sale price. Mr. Schmitt hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
On January 18, 2022, pursuant to the 10b5-1 Plan, Mr. Schmitt sold 382 shares in multiple trades at prices ranging from $41.69 to $42.13 per share. The price reported above reflects the weighted average sale price. Mr. Schmitt hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.