Mills Matt's Form 4 filing
Sailpoint Technologies Holdings, Inc. · filed Jan 12, 2022
- Accession no.
- 0001627857-22-000002
- Filed
- Jan 12, 2022
- Trade date
- Jan 10, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $268.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mills MattCIK 0001786883 | Officer (President, Worldwide Field Ops) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 10, 2022 | Common Stock | SSaleDisposed | −2,975 | $43.03F1 | −$128,014.25 | 107,839 | Direct | |
| Jan 10, 2022 | Common Stock | SSaleDisposed | −1,769 | $43.02F2 | −$76,102.38 | 106,070 | Direct | |
| Jan 10, 2022 | Common Stock | SSaleDisposed | −1,487 | $43.02F3 | −$63,970.74 | 104,583 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On January 10, 2022, pursuant to a plan of disposition adopted on December 10, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr. Mills sold 2,975 shares in multiple trades at prices ranging from $42.86 to $43.25 per share. The price reported above reflects the weighted average sale price. Mr. Mills hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 55,480 shares (less any number of shares withheld to satisfy tax obligations in connection with relevant vesting events) may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than December 31, 2022, regardless of whether the maximum number of shares subject to the 10b5-1 Plan have been sold.
Referenced by the price of 1 transaction in Table I.
- F2
On January 10, 2022, pursuant to the 10b5-1 Plan, Mr. Mills sold 1,769 shares in multiple trades at prices ranging from $42.82 to $43.30 per share. The price reported above reflects the weighted average sale price. Mr. Mills hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
On January 10, 2022, pursuant to the 10b5-1 Plan, Mr. Mills sold 1,487 shares in multiple trades at prices ranging from $42.87 to $43.30 per share. The price reported above reflects the weighted average sale price. Mr. Mills hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.