McClain Mark D.'s Form 4 filing
Sailpoint Technologies Holdings, Inc. · filed Dec 17, 2021
- Accession no.
- 0001627857-21-000136
- Filed
- Dec 17, 2021
- Trade date
- Dec 7-15, 2021
- Filing delay
- 10 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $1.39M. It was filed 10 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McClain Mark D.CIK 0001722498 | Director, Officer (CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2021 | Common Stock | GGiftDisposed | −20,000 | $0.00 | $0 | 839,152 | Direct | |
| Dec 7, 2021 | Common Stock | GGiftDisposed | −20,000 | $0.00 | $0 | 819,152 | Direct | |
| Dec 7, 2021 | Common Stock | GGiftDisposed | −20,000 | $0.00 | $0 | 799,152 | Direct | |
| Dec 7, 2021 | Common Stock | GGiftAcquired | +20,000 | $0.00 | $0 | 48,000 | Indirect | |
| Dec 7, 2021 | Common Stock | GGiftAcquired | +20,000 | $0.00 | $0 | 48,000 | Indirect | |
| Dec 7, 2021 | Common Stock | GGiftAcquired | +20,000 | $0.00 | $0 | 48,000 | Indirect | |
| Dec 15, 2021 | Common Stock | GGiftDisposed | −80,000 | $0.00 | $0 | 719,152 | Direct | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −25,000 | $46.44F4 | −$1,161,000 | 694,152 | Direct | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −5,000 | $46.44F5 | −$232,200 | 280,994 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
On December 15, 2021, pursuant to a plan of disposition adopted by Mr. McClain on May 23, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr. McClain sold 25,000 shares in a single trade at a price of $46.44 per share. No more than 300,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than July 15, 2022, regardless of whether the maximum of 300,000 shares in the aggregate have been sold.
Referenced by the price of 1 transaction in Table I.
- F5
On December 15, 2021, pursuant to a plan of disposition adopted by the McClain Charitable Remainder Unitrust (the "Unitrust") on May 23, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "Unitrust 10b5-1 Plan"), the Unitrust sold 5,000 shares in a single trade at a price of $46.44 per share. No more than 100,000 shares may be sold in the aggregate under the Unitrust 10b5-1 Plan, which terminates no later than July 15, 2022, regardless of whether the maximum of 100,000 shares in the aggregate have been sold.
Referenced by the price of 1 transaction in Table I.