Bock William G's Form 4 filing
Sailpoint Technologies Holdings, Inc. · filed Nov 17, 2021
- Accession no.
- 0001627857-21-000108
- Filed
- Nov 17, 2021
- Trade date
- Nov 15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $149.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bock William GCIK 0001197848 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock | SSaleDisposed | −2,500 | $59.64F1 | −$149,100 | 80,361 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On November 15, 2021, pursuant to a plan of disposition adopted on May 14, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr. Bock sold 2,500 shares in multiple trades at prices ranging from $59.31 to $59.73 per share. The price reported above reflects the weighted average sale price. Mr. Bock hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. No more than 10,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than April 29, 2022, regardless of whether the maximum of 10,000 shares in the aggregate have been sold.
Referenced by the price of 1 transaction in Table I.