McClain Mark D.'s Form 4 filing
Sailpoint Technologies Holdings, Inc. · filed Jul 19, 2021
- Accession no.
- 0001627857-21-000037
- Filed
- Jul 19, 2021
- Trade date
- Jul 15, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $3.33M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McClain Mark D.CIK 0001722498 | Director, Officer (CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2021 | Common Stock | SSaleDisposed | −20,000 | $46.96F1 | −$939,200 | 978,044 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −45,000 | $46.96F2 | −$2,113,200 | 315,994 | Indirect | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −2,000 | $46.96F4 | −$93,920 | 28,000 | Indirect | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −2,000 | $46.96F6 | −$93,920 | 28,000 | Indirect | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −2,000 | $46.96F7 | −$93,920 | 28,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On July 15, 2021, pursuant to a plan of disposition adopted by Mr. McClain on June 10, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr. McClain sold 20,000 shares in a single trade at a price of $46.96 per share. All 240,000 shares under the 10b5-1 Plan have been sold.
Referenced by the price of 1 transaction in Table I.
- F2
On July 15, 2021, pursuant to a plan of disposition adopted by the McClain Charitable Remainder Unitrust (the "Unitrust") on June 10, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "Unitrust 10b5-1 Plan"), the Unitrust sold 45,000 shares in a single trade at a price of $46.96 per share. All 420,000 shares under the Unitrust 10b5-1 Plan have been sold.
Referenced by the price of 1 transaction in Table I.
- F4
On July 15, 2021, pursuant to a plan of disposition adopted by the McClain RHD 2015 Trust (the "RHD Trust") on June 10, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "RHD 10b5-1 Plan"), the RHD Trust sold 2,000 shares in a single trade at a price of $46.96 per share. All 24,000 shares under the RHD 10b5-1 Plan have been sold.
Referenced by the price of 1 transaction in Table I.
- F6
On July 15, 2021, pursuant to a plan of disposition adopted by the ADM Trust on June 10, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "ADM 10b5-1 Plan"), the ADM Trust sold 2,000 shares in a single trade at a price of $46.96 per share. All 24,000 shares under the ADM 10b5-1 Plan have been sold.
Referenced by the price of 1 transaction in Table I.
- F7
On July 15, 2021, pursuant to a plan of disposition adopted by the GMM Trust on June 10, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "GMM 10b5-1 Plan"), the GMM Trust sold 2,000 shares in a single trade at a price of $46.96 per share. All 24,000 shares under the GMM 10b5-1 Plan have been sold.
Referenced by the price of 1 transaction in Table I.