Skip to main content

Conway Robert E's Form 4 filing

Alpine Immune Sciences, Inc. (ALPN) · filed Sep 24, 2021

Accession no.
0001626199-21-000127
Filed
Sep 24, 2021
Trade date
Sep 23, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market sales total $151.2K. It was filed 1 day after the trade.

This filing was later replaced by the amendment 0001626199-21-000130 (Sep 27, 2021). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Conway Robert ECIK 0001184334Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 23, 2021Common StockSSaleAcquired+15,000$10.08F1+$151,20050,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

(1)This transaction was executed in multiple trades at prices ranging from $9.945 to $10.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)