Rosalind Advisors, Inc.'s Form 4 filing
Delcath Systems, Inc. (DCTH) · filed Nov 21, 2023
- Accession no.
- 0001622627-23-000032
- Filed
- Nov 21, 2023, 11:07 AM ET
- Trade date
- Nov 17, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $240.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosalind Advisors, Inc.CIK 0001622627 | Director |
| Salamon Steven A JCIK 0001623082 | Director |
| Aharon GilCIK 0001811824 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2023 | Common Shares | PPurchaseAcquired | +100,000 | $2.40 | +$240,410 | 1,038,828 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.