Koff Zach's Form 4 filing
Shake Shack Inc. (SHAK) · filed Jun 23, 2023
- Accession no.
- 0001620533-23-000043
- Filed
- Jun 23, 2023
- Trade date
- Jun 21, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $375.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Koff ZachCIK 0001693743 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 21, 2023 | CLASS A COMMON STOCK | MOption exerciseAcquired | +5,000 | $21.00 | +$105,000 | 43,682 | Direct | |
| Jun 21, 2023 | CLASS A COMMON STOCK | SSaleDisposed | −5,000 | $75.00F2 | −$375,000 | 38,682 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 21, 2023 | CLASS A COMMON STOCK | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 5,100 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Mr. Koff hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and price at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.