Koff Zach's Form 4 filing
Shake Shack Inc. (SHAK) · filed Jul 18, 2022
- Accession no.
- 0001620533-22-000058
- Filed
- Jul 18, 2022
- Trade date
- Jul 14, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $225.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Koff ZachCIK 0001693743 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 14, 2022 | CLASS A COMMON STOCK | MOption exerciseAcquired | +5,000 | $21.00 | +$105,000 | 36,085 | Direct | |
| Jul 14, 2022 | CLASS A COMMON STOCK | SSaleDisposed | −5,000 | $45.00F2 | −$225,000 | 31,085 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 14, 2022 | CLASS A COMMON STOCK | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 19,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Mr. Koff hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and price at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.