Pacheco Jack A's Form 4 filing
Penguin Solutions, Inc. (PENG) · filed Jul 22, 2025
- Accession no.
- 0001616533-25-000042
- Filed
- Jul 22, 2025
- Trade date
- Jul 20-21, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.58M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pacheco Jack ACIK 0001344018 | Officer (EVP, COO, Pres, Integrated Mem) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 20, 2025 | Common Stock | FTax withholdingDisposed | −2,158 | $24.43 | −$52,719.94 | 227,231 | Direct | |
| Jul 21, 2025 | Common Stock | MOption exerciseAcquired | +3,447 | $9.20 | +$31,712.4 | 230,678 | Direct | |
| Jul 21, 2025 | Common Stock | SSaleDisposed | −3,447 | $24.84F3 | −$85,623.48 | 227,231 | Direct | |
| Jul 21, 2025 | Common Stock | MOption exerciseAcquired | +60,000 | $10.78 | +$646,800 | 287,231 | Direct | |
| Jul 21, 2025 | Common Stock | SSaleDisposed | −60,000 | $24.83F4 | −$1,489,800 | 227,231 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 21, 2025 | Common Stock | MOption exerciseDisposed | −3,447 | $0.00 | $0 | 0 | Direct | |
| Jul 21, 2025 | Common Stock | MOption exerciseDisposed | −60,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $24.33 to $25.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $24.25 to $25.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.