Broos Carlo's Form 4 filing
Cibus, Inc. (CBUS) · filed Nov 13, 2024
- Accession no.
- 0001615594-24-000051
- Filed
- Nov 13, 2024
- Trade date
- Nov 11-12, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $24.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Broos CarloCIK 0002039582 | Officer (Interim CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Common Stock | AGrant or awardAcquired | +20,500 | $5.75 | +$117,875 | 78,844 | Direct | |
| Nov 12, 2024 | Common Stock | SSaleDisposed | −4,647 | $5.30F2 | −$24,629.1 | 74,197 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Class A Common Stock | AGrant or awardAcquired | +41,000 | $0.00 | $0 | 41,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The sale price reported is a weighted average. The shares were sold in multiple transactions at prices ranging from $5.26 to $5.42, inclusive
Referenced by the price of 1 transaction in Table I.