Shin Ho's Form 4 filing
Yext, Inc. (YEXT) · filed Sep 22, 2021
- Accession no.
- 0001614178-21-000226
- Filed
- Sep 22, 2021
- Trade date
- Sep 20, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $71.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shin HoCIK 0001569799 | Officer (General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2021 | Common Stock | MOption exerciseAcquired | +9,375 | –F1 | – | 36,931 | Direct | |
| Sep 20, 2021 | Common Stock | MOption exerciseAcquired | +3,125 | –F1 | – | 40,056 | Direct | |
| Sep 20, 2021 | Common Stock | MOption exerciseAcquired | +1,875 | –F1 | – | 41,931 | Direct | |
| Sep 20, 2021 | Common Stock | MOption exerciseAcquired | +1,562 | –F1 | – | 43,493 | Direct | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −5,792 | $12.25F3 | −$70,952 | 37,701 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2021 | Common Stock | MOption exerciseDisposed | −9,375 | $0.00 | $0 | 112,500 | Direct | |
| Sep 20, 2021 | Common Stock | MOption exerciseDisposed | −3,125 | $0.00 | $0 | 46,875 | Direct | |
| Sep 20, 2021 | Common Stock | MOption exerciseDisposed | −1,875 | $0.00 | $0 | 5,625 | Direct | |
| Sep 20, 2021 | Common Stock | MOption exerciseDisposed | −1,562 | $0.00 | $0 | 10,938 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.
Referenced by the price of 4 transactions in Table I.
- F3
Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.1300 to $12.5500, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price
Referenced by the price of 1 transaction in Table I.