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Noto Anthony's Form 4 filing

SoFi Technologies, Inc. (SOFI) · filed Mar 17, 2026

Accession no.
0001613438-26-000006
Filed
Mar 17, 2026
Trade date
Mar 17, 2026
Filing delay
Same day
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market purchases total $500.5K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Noto AnthonyCIK 0001613438Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 17, 2026Common StockPPurchaseAcquired+28,900$17.32F1+$500,54811,704,352Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported transactions were executed in multiple trades. The purchase price of $17.3189 reported in Column 4 is the weighted average purchase price for the 28,900 shares acquired by the Reporting Person within a range of $17.255 to $17.340 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)