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Fust Matthew K's Form 4 filing

Neumora Therapeutics, Inc. (NMRA) · filed Oct 18, 2024

Accession no.
0001610717-24-000511
Filed
Oct 18, 2024
Trade date
Oct 17-18, 2024
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 7 non-derivative transactions and 5 derivative transactions. Open-market sales total $370.9K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fust Matthew KCIK 0001397266Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 17, 2024Common StockMOption exerciseAcquired+3,783$8.32+$31,474.5623,883Direct
Oct 17, 2024Common StockMOption exerciseAcquired+1,800$8.79+$15,82225,683Direct
Oct 17, 2024Common StockMOption exerciseAcquired+2,156$2.52+$5,433.1227,839Direct
Oct 17, 2024Common StockSSaleDisposed−7,739$17.01F2−$131,640.3920,100Direct
Oct 18, 2024Common StockMOption exerciseAcquired+6,205$8.79+$54,541.9526,305Direct
Oct 18, 2024Common StockMOption exerciseAcquired+7,844$2.52+$19,766.8834,149Direct
Oct 18, 2024Common StockSSaleDisposed−14,049$17.03F3−$239,254.4720,100Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 17, 2024Common StockMOption exerciseDisposed−3,783$0.00$00Direct
Oct 17, 2024Common StockMOption exerciseDisposed−1,800$0.00$06,205Direct
Oct 17, 2024Common StockMOption exerciseDisposed−2,156$0.00$093,430Direct
Oct 18, 2024Common StockMOption exerciseDisposed−6,205$0.00$00Direct
Oct 18, 2024Common StockMOption exerciseDisposed−7,844$0.00$085,586Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades in prices ranging from $17.00 to $17.045, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades in prices ranging from $17.00 to $17.15, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)