Hultberg Kelsey's Form 4 filing
Sunnova Energy International Inc. (NOVA) · filed Mar 26, 2024
- Accession no.
- 0001608828-24-000018
- Filed
- Mar 26, 2024
- Trade date
- Mar 22-25, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.24K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hultberg KelseyCIK 0001861636 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2024 | Common Stock | MOption exerciseAcquired | +2,389 | $0.00F1 | $0 | 29,328 | Direct | |
| Mar 22, 2024 | Common Stock | MOption exerciseAcquired | +792 | $0.00F1 | $0 | 30,120 | Direct | |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −1,086 | $5.75F3 | −$6,244.5 | 29,034 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2024 | Common Stock | MOption exerciseDisposed | −2,389 | $0.00 | $0 | 7,170 | Direct | |
| Mar 22, 2024 | Common Stock | MOption exerciseDisposed | −792 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock").
Referenced by the price of 2 transactions in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares of common stock of Sunnova Energy International Inc. ("Common Stock") were sold pursuant to a 10b5-1 plan in multiple transactions at prices ranging from $5.71 to $5.80. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the such range.
Referenced by the price of 1 transaction in Table I.
Remarks
Executive Vice President, Corporate Communications and Sustainability